Acts and Regulations

S-5.5 - Securities Act

Full text
Definition of “solicitation”
Repealed: 2007, c.38, s.65
2007, c.38, s.65
98Repealed: 2007, c.38, s.66
2007, c.38, s.66
Definition of “solicitation”
98In this Part, “solicitation”
(a) includes
(i) any request for a proxy whether or not accompanied by or included in a form of proxy,
(ii) any request to execute or not to execute a form of proxy or to revoke a proxy,
(iii) the sending or delivery of a form of proxy or other communication to a security holder under circumstances reasonably calculated to result in the procurement, withholding or revocation of a proxy, and
(iv) the sending of a form of proxy to a security holder under section 100,
(b) but does not include
(i) the sending or delivery of a form of proxy to a security holder in response to an unsolicited request made by the security holder or on the security holder’s behalf, or
(ii) the performance by any person of ministerial acts or professional services on behalf of a person soliciting a proxy.