Acts and Regulations

S-5.5 - Securities Act

Full text
Amendment to preliminary prospectus
76(1)Where required to do so under this Part or the regulations, a person shall file and deliver an amendment to a preliminary prospectus in accordance with the regulations.
76(2)Subject to subsection (3), the Executive Director shall issue a receipt for an amendment to a preliminary prospectus on the filing of the amendment to the preliminary prospectus under this Part or the regulations.
76(3)The Executive Director shall not issue a receipt for an amendment to a preliminary prospectus if the Executive Director is of the opinion that any of the circumstances referred to in subsection 75(2) exist.
2007, c.38, s.38
Amendment to preliminary prospectus
76(1)Where an adverse material change occurs with respect to an issuer after a receipt is issued for a preliminary prospectus but before the receipt is issued for the prospectus, the person proposing to make the distribution shall file with the Executive Director an amendment to the preliminary prospectus disclosing the change within 10 days after the change occurs.
76(2)On the filing of an amendment to a preliminary prospectus, the Executive Director shall issue a receipt for the amendment to the preliminary prospectus.
76(3)On the filing of an amendment to a preliminary prospectus, the person filing the amendment shall ensure that the amendment is sent to each recipient of the preliminary prospectus according to the record maintained under section 84.