Acts and Regulations

S-5.5 - Securities Act

Full text
Submission of advertising and sales literature
68(1)The Commission may, after giving a registrant or issuer an opportunity to be heard, and on being satisfied that the registrant’s or issuer’s past conduct with respect to the use of advertising and sales literature affords reasonable grounds for the belief that it is necessary for the protection of the public to do so, order that the registrant or issuer shall file, at least 7 days before it is used, copies of all advertising and sales literature which the registrant or issuer proposes to use in connection with trading in securities or derivatives.
68(2)Where the Commission has made an order under subsection (1), the Executive Director may prohibit the use of the advertising and sales literature filed or may require that deletions or changes be made before its use.
2008, c.22, s.36; 2013, c.43, s.24
Submission of advertising and sales literature
68(1)The Commission may, after giving a registrant or issuer an opportunity to be heard, and on being satisfied that the registrant’s or issuer’s past conduct with respect to the use of advertising and sales literature affords reasonable grounds for the belief that it is necessary for the protection of the public to do so, order that the registrant or issuer shall file, at least 7 days before it is used, copies of all advertising and sales literature which the registrant or issuer proposes to use in connection with trading in securities or exchange contracts.
68(2)Where the Commission has made an order under subsection (1), the Executive Director may prohibit the use of the advertising and sales literature filed or may require that deletions or changes be made before its use.
2008, c.22, s.36
Submission of advertising and sales literature
68(1)The Commission may, after giving a person who is a dealer, adviser, underwriter or issuer an opportunity to be heard, and on being satisfied that the person’s past conduct with respect to the use of advertising and sales literature affords reasonable grounds for the belief that it is necessary for the protection of the public to do so, order that the person shall file at least 7 days before it is used, copies of all advertising and sales literature which the person proposes to use in connection with trading in securities.
68(2)Where the Commission has made an order under subsection (1), the Executive Director may prohibit the use of the advertising and sales literature filed or may require that deletions or changes be made before its use.