Acts and Regulations

S-5.5 - Securities Act

Section 64
Disposition versions

Full text
Prohibited representation or statement
2008, c.22, s.32
64(1)No person shall represent that the person is registered under this Act or the regulations unless
(a) the representation is true, and
(b) in making the representation, the person specifies the person’s category of registration under the regulations.
64(2)A person shall not make a statement about something that a reasonable investor would consider important in deciding whether to enter or maintain a trading or advising relationship with the person if the statement is untrue or omits information necessary to prevent the statement from being false or misleading in the circumstances in which it is made.
2007, c.38, s.33; 2008, c.22, s.33
Representation of registration
64No person shall represent that the person is registered under this Act or the regulations unless
(a) the representation is true,
(b) in making the representation, the person specifies any terms and conditions that may apply to the person’s registration,
(c) in making the representation, the person specifies the person’s category of registration under the regulations, and
(d) in making the representation, the person provides to the person to whom the representation is made the information necessary to enable the person to whom the representation is made to contact the Commission to confirm the truth of the representation.
2007, c.38, s.33
Representation of registration
64No person shall represent that the person is registered under this Act unless
(a) the representation is true,
(b) in making the representation, the person specifies any terms and conditions that may apply to the person’s registration,
(c) in making the representation, the person specifies the person’s category of registration under the regulations, and
(d) in making the representation, the person provides to the person to whom the representation is made the information necessary to enable the person to whom the representation is made to contact the Commission to confirm the truth of the representation.