Disclosure of financial interest of registered advisers and dealers
60Subject to the regulations, a registered dealer or registered adviser shall cause to be printed in a conspicuous position on every circular, pamphlet, advertisement, letter and other publication issued, published or sent by the dealer or adviser, in which the dealer or adviser recommends that a specific security be purchased, sold or held, in type not less legible than that used in the body of the publication, a full and complete statement of any financial or other interest that the dealer or adviser, or any partner, director, officer or person who, if the dealer or adviser were a reporting issuer, would be an insider of the dealer or adviser or who, if the dealer or adviser is a reporting issuer, is an insider of the dealer or adviser, may have either directly or indirectly in any securities referred to in the publication or in the sale or purchase of the securities, including without limiting the generality of the foregoing,
(a)
any ownership, beneficial or otherwise, that any of them may have in respect of the securities or in any securities issued by the same issuer,
(b)
any option that any of them may have in respect of the securities, and the terms of the option,
(c)
any commission or other remuneration that any of them has received or may expect to receive from any person in connection with any trade in the securities,
(d)
any financial arrangement relating to the securities that any of them may have with any person, and
(e)
any financial arrangement that any of them may have with any underwriter or other person who has any interest in the securities.