Acts and Regulations

S-5.5 - Securities Act

Full text
Exemption order
2013, c.43, s.13
44.02(1)If in the opinion of the Commission to do so would not be prejudicial to the public interest, the Commission may make an order, subject to the terms and conditions that the Commission considers appropriate, exempting, in whole or in part, any of the following persons or classes of persons from a requirement of this Part or of the regulations relating to this Part:
(a) a self-regulatory organization, an exchange, a quotation and trade reporting system, a clearing agency, an auditor oversight body, a trade repository or a derivatives trading facility; and
(b) a class of persons referred to in paragraph (a).
44.02(2)An order under subsection (1) may be made on the application of an interested person, the Executive Director or on the Commission’s own motion.
2013, c.43, s.13