Acts and Regulations

S-5.5 - Securities Act

Full text
Immunity
2013, c.31, s.36
44.01No action or other proceeding may be brought against any of the following persons for anything done or not done, or for a neglect, in the performance or exercise, or the intended performance or exercise, in good faith of a power or duty under the authority of this Act or the regulations:
(a) an auditor oversight body;
(b) a director, officer or employee of an auditor oversight body;
(c) a person acting under the instructions of a person referred to in paragraph (a) or (b);
(d) a self-regulatory organization;
(e) a director, officer, employee or agent of a self-regulatory organization.
2013, c.31, s.36; 2019, c.32, s.6
Immunity
2013, c.31, s.36
44.01No action or other proceeding may be brought against any of the following persons for anything done or not done, or for a neglect, in the performance or exercise, or the intended performance or exercise, in good faith of a power or duty under the authority of this Act or the regulations:
(a) an auditor oversight body;
(b) a director, officer or employee of an auditor oversight body;
(c) a person acting under the instructions of a person referred to in paragraph (a) or (b).
2013, c.31, s.36