Acts and Regulations

S-5.5 - Securities Act

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Voluntary surrender
40On the application of an exchange, a self-regulatory organization, a quotation and trade reporting system, a clearing agency or an auditor oversight body, the Commission may, subject to such terms and conditions as the Commission considers appropriate, accept the voluntary surrender of the recognition of the exchange, self-regulatory organization, quotation and trade reporting system, clearing agency or auditor oversight body if the Commission is satisfied that the surrender of the recognition would not be prejudicial to the public interest.
2011, c.43, s.15
Voluntary surrender
40On the application of an exchange, a self-regulatory organization, a quotation and trade reporting system, a clearing agency or an auditor oversight body, the Commission may, subject to such terms and conditions as the Commission considers appropriate, accept the voluntary surrender of the recognition of the exchange, self-regulatory organization, quotation and trade reporting system, clearing agency or auditor oversight body if the Commission is satisfied that the surrender of the recognition would not be prejudicial to the public interest.
2011, c.43, s.15
Voluntary surrender
40On the application of an exchange, a self-regulatory organization, a quotation and trade reporting system or a clearing agency, the Commission may, subject to such terms and conditions as the Commission considers appropriate, accept the voluntary surrender of the recognition of the exchange, self-regulatory organization, quotation and trade reporting system or clearing agency, if the Commission is satisfied that the surrender of the recognition is not prejudicial to the public interest.