(a) a by-law or other regulatory instrument or practice or policy, or a direction, decision, order or ruling made under a by-law or other regulatory instrument or practice or policy of an exchange, a self-regulatory organization, a quotation and trade reporting system, a clearing agency, an auditor oversight body, a trade repository or a derivatives trading facility;

(b) the practices or policies of an exchange, a self-regulatory organization, a quotation and trade reporting system, a clearing agency, a trade repository or a derivatives trading facility,

(c) the manner in which an exchange, a clearing agency, a trade repository or a derivatives trading facility carries on business,

(d) the trading of securities or a class of securities on or through the facilities of an exchange or of a quotation and trade reporting system,

(e) the trading of derivatives or classes of derivatives on or through the facilities of an exchange or of a derivatives trading facility,

(f) the reporting of trades of derivatives or classes of derivatives to or through the facilities of a trade repository,

(g) a security listed on an exchange or quoted on a quotation and trade reporting system, and

(h) issuers whose securities are listed on an exchange or quoted on a quotation and trade reporting system to ensure they comply with New Brunswick securities law.

(a) the manner in which an exchange carries on business,

(b) the trading of securities or exchange contracts on or through the facilities of an exchange or of a quotation and trade reporting system,

(c) any security listed on an exchange or quoted on a quotation and trade reporting system,

(c.1) any exchange contract that is traded on an exchange,

(d) issuers, whose securities are listed on an exchange or quoted on a quotation and trade reporting system, to ensure that they comply with New Brunswick securities law, and

(e) any by-law or other regulatory instrument or practice or policy of an exchange, a self-regulatory organization, a quotation and trade reporting system, a clearing agency or an auditor oversight body.

(a) the manner in which an exchange carries on business,

(b) the trading of securities or exchange contracts on or through the facilities of an exchange or of a quotation and trade reporting system,

(c) any security listed on an exchange or quoted on a quotation and trade reporting system,

(c.1) any exchange contract that is traded on an exchange,

(d) issuers, whose securities are listed on an exchange or quoted on a quotation and trade reporting system, to ensure that they comply with New Brunswick securities law, and

(e) any by-law or other regulatory instrument or practice or policy of an exchange, a self-regulatory organization, a quotation and trade reporting system or a clearing agency.

(a) the manner in which an exchange carries on business,

(b) the trading of securities on or through the facilities of an exchange or of a quotation and trade reporting system,

(c) any security listed on an exchange or quoted on a quotation and trade reporting system,

(d) issuers, whose securities are listed on an exchange or quoted on a quotation and trade reporting system, to ensure that they comply with New Brunswick securities law, and

(e) any by-law or other regulatory instrument or practice or policy of an exchange, a self-regulatory organization, a quotation and trade reporting system or a clearing agency.