Acts and Regulations

S-5.5 - Securities Act

Section 36
Disposition versions

Full text
Exchanges and clearing agencies required to be recognized
2013, c.43, s.7
36No person shall carry on business as an exchange, a clearing agency, a trade repository or a derivatives trading facility in New Brunswick unless the person is recognized by the Commission as an exchange, clearing agency, a trade repository or a derivatives trading facility under subsection 35(1).
2013, c.43, s.8
Exchange required to be recognized
36No person shall carry on business as an exchange in New Brunswick unless the person is recognized by the Commission as an exchange under paragraph 35(1)(a).