Acts and Regulations

S-5.5 - Securities Act

Section 35
Disposition versions

Full text
Recognition
35(1)On application, the Commission may, if in the opinion of the Commission it is in the public interest, make an order recognizing a person as
(a) an exchange,
(b) a self-regulatory organization,
(c) a quotation and trade reporting system,
(d) a clearing agency,
(e) an auditor oversight body,
(f) a trade repository, or
(g) a derivatives trading facility.
35(2)A recognition under this section shall be made in writing and shall be subject to such terms and conditions as the Commission considers appropriate.
35(3)The Commission shall not refuse to recognize a person under this section without giving the person an opportunity to have a hearing before the Commission.
2008, c.22, s.6; 2011, c.43, s.10; 2013, c.43, s.6
Recognition
35(1)On application, the Commission may, if in the opinion of the Commission it is in the public interest, make an order recognizing a person as
(a) an exchange,
(b) a self-regulatory organization,
(c) a quotation and trade reporting system,
(d) a clearing agency, or
(e) an auditor oversight body.
35(2)A recognition under this section shall be made in writing and shall be subject to such terms and conditions as the Commission considers appropriate.
35(3)The Commission shall not refuse to recognize a person under this section without giving the person an opportunity to have a hearing before the Commission.
2008, c.22, s.6; 2011, c.43, s.10
Recognition
35(1)On application, the Commission may, if in the opinion of the Commission it is in the public interest, make an order recognizing a person as
(a) an exchange,
(b) a self-regulatory organization,
(c) a quotation and trade reporting system, or
(d) a clearing agency.
35(2)A recognition under this section shall be made in writing and shall be subject to such terms and conditions as the Commission considers appropriate.
35(3)The Commission shall not refuse to recognize a person under this section without giving the person an opportunity to have a hearing before the Commission.
2008, c.22, s.6
Recognition
35(1)On application, the Commission may, if in the opinion of the Commission it is in the public interest, make an order recognizing a person as
(a) an exchange,
(b) a self-regulatory organization,
(c) a quotation and trade reporting system, or
(d) a clearing agency.
35(2)A recognition under this section shall be made in writing and shall be subject to such terms and conditions as the Commission considers appropriate.