Acts and Regulations

S-5.5 - Securities Act

Full text
Loan and Trust Companies Act
223(1)Section 53 of the Loan and Trust Companies Act, chapter L-11.2 of the Acts of New Brunswick, 1987, is amended
(a) in subsection (2) by striking out “as a broker, salesman or sub-agent under the Security Frauds Prevention Act” and substituting “under the Securities Act;
(b) in subsection (3) by striking out “certificate of the Administrator under the Security Frauds Prevention Act is required under section 13 of that Act” and substituting “a prospectus for which a receipt has been issued is required under the Securities Act in order to trade in a security”.
223(2)Subsection 88(3) of the Act is amended
(a) in paragraph (b) by striking out “Security Frauds Prevention Act” and substituting Securities Act;
(b) in paragraph (c) by striking out “Security Frauds Prevention Act” and substituting Securities Act.
223(3)Subsection 196(6) of the Act is amended by striking out “as a broker, salesman or sub-agent under the Security Frauds Prevention Act” and substituting “under the Securities Act.
223(4)Subsection 210(2.1) of the Act is amended by striking out “Security Frauds Prevention Act” and substituting Securities Act.
Loan and Trust Companies Act
223(1)Section 53 of the Loan and Trust Companies Act, chapter L-11.2 of the Acts of New Brunswick, 1987, is amended
(a) in subsection (2) by striking out “as a broker, salesman or sub-agent under the Security Frauds Prevention Act” and substituting “under the Securities Act;
(b) in subsection (3) by striking out “certificate of the Administrator under the Security Frauds Prevention Act is required under section 13 of that Act” and substituting “a prospectus for which a receipt has been issued is required under the Securities Act in order to trade in a security”.
223(2)Subsection 88(3) of the Act is amended
(a) in paragraph (b) by striking out “Security Frauds Prevention Act” and substituting Securities Act;
(b) in paragraph (c) by striking out “Security Frauds Prevention Act” and substituting Securities Act.
223(3)Subsection 196(6) of the Act is amended by striking out “as a broker, salesman or sub-agent under the Security Frauds Prevention Act” and substituting “under the Securities Act.
223(4)Subsection 210(2.1) of the Act is amended by striking out “Security Frauds Prevention Act” and substitutingSecurities Act.