Agreement, memorandum of understanding or arrangement
2013, c.31, s.36
204 The Commission may enter into an agreement, memorandum of understanding or arrangement that relates to
(a)
the harmonization of securities regulation, or
(b)
interjurisdictional cooperation between the Commission and another securities regulatory authority, a financial regulatory authority, a designated credit rating organization, an exchange, a self-regulatory organization or body, a quotation and trade reporting system, a clearing agency, an auditor oversight body, the compensation or contingency fund of a self-regulatory organization, a law enforcement agency or a jurisdiction.
Agreement, memorandum of understanding or arrangement
2013, c.31, s.36
204 The Commission may enter into an agreement, memorandum of understanding or arrangement that relates to
(a)
the harmonization of securities regulation, or
(b)
interjurisdictional cooperation between the Commission and another securities regulatory authority, a financial regulatory authority, a designated credit rating organization, an exchange, a self-regulatory organization or body, a quotation and trade reporting system, a clearing agency, an auditor oversight body, the Canadian Investor Protection Fund, a law enforcement agency or a jurisdiction.
204(1)No agreement, memorandum of understanding or arrangement entered into by the Commission shall come into effect without the approval of the Minister.
204(2)If the Minister approves an agreement, memorandum of understanding or arrangement referred to in subsection (1), it comes into effect on the date specified in the agreement, memorandum of understanding or arrangement and, if no date is specified, on the date that the Minister approves it.
204(3)This section does not apply to
(a)
agreements, memoranda of understanding or arrangements relating to the administration and management of the Commission’s business and affairs, and
(b)
agreements, memoranda of understanding or arrangements
(i)
that relate to the harmonization of securities regulation, or
(ii)
that relate to interjurisdictional cooperation between the Commission and another securities regulatory authority, a financial regulatory authority, a designated credit rating organization, an exchange, a self-regulatory organization or body, a quotation and trade reporting system, a clearing agency, an auditor oversight body, the Canadian Investor Protection Fund or a jurisdiction.
204(1)No agreement, memorandum of understanding or arrangement entered into by the Commission shall come into effect without the approval of the Minister.
204(2)If the Minister approves an agreement, memorandum of understanding or arrangement referred to in subsection (1), it comes into effect on the date specified in the agreement, memorandum of understanding or arrangement and, if no date is specified, on the date that the Minister approves it.
204(3)This section does not apply to
(a)
agreements, memoranda of understanding or arrangements relating to the administration and management of the Commission’s business and affairs, and
(b)
agreements, memoranda of understanding or arrangements relating to the harmonization of securities regulation or interjurisdictional cooperation between securities regulatory authorities.
204(1)No agreement, memorandum of understanding or arrangement between the Commission and another securities or financial regulatory authority, any self-regulatory organization or body or any jurisdiction shall come into effect without the approval of the Minister.
204(2)An agreement, memorandum of understanding or arrangement referred to in subsection (1) comes into effect on the day that the Minister approves it, unless the Minister specifies an effective date.