Acts and Regulations

S-5.5 - Securities Act

Full text
Sending information or material
199(1)Unless otherwise provided by New Brunswick securities law, any information or material that under New Brunswick securities law is sent or is required to be sent to a person may be
(a) served on the person in the manner in which personal service may be made under the Rules of Court,
(b) sent to the person by mail, or
(c) sent to the person by electronic means.
199(1.1)Information or material sent to a person under paragraph (1)(b) or (c) shall be sent to the person
(a) at the latest address known for that person by the sender of the information or material,
(b) at the address for service in New Brunswick filed by that person with the Executive Director, or
(c) at the address of the person’s solicitor if the person, or the solicitor, has advised that the solicitor is acting for the person.
199(2)Information or material shall be deemed to have been personally served on the Commission if it is deposited at the offices of the Commission during the normal business hours of the Commission.
199(3)Information or material sent in accordance with paragraph (1)(b) shall be deemed to have been received by the person to whom it was sent
(a) if mailed by ordinary mail, on the seventh day after mailing, or
(b) if mailed by registered mail, on the earlier of the seventh day after mailing and the day its receipt was acknowledged in writing by the person to whom it was sent or by a person accepting it on that person’s behalf.
199(4)If, on 2 consecutive occasions, information or material sent by an issuer to a security holder in accordance with paragraph (1)(b) or (c) is returned, the issuer is not required to send any further information or material to the security holder until the holder informs the issuer in writing of the holder’s new address.
2008, c.22, s.62; 2013, c.43, s.47
Sending information or material
199(1)Unless otherwise provided by New Brunswick securities law, any information or material that under New Brunswick securities law is sent or is required to be sent to a person may be
(a) served on the person in the manner in which personal service may be made under the Rules of Court,
(b) sent to the person by mail, or
(c) sent to the person by electronic means.
199(1.1)Information or material sent to a person under paragraph (1)(b) or (c) shall be sent to the person
(a) at the latest address known for that person by the sender of the information or material,
(b) at the address for service in New Brunswick filed by that person with the Executive Director, or
(c) at the address of the person’s solicitor if the person, or the solicitor, has advised that the solicitor is acting for the person.
199(2)Information or material shall be deemed to have been personally served on the Commission if it is deposited at the offices of the Commission during the normal business hours of the Commission.
199(3)Information or material sent in accordance with paragraph (1)(b) shall be deemed to have been received by the person to whom it was sent
(a) if mailed by ordinary mail, on the seventh day after mailing, or
(b) if mailed by registered mail, on the earlier of the seventh day after mailing and the day its receipt was acknowledged in writing by the person to whom it was sent or by a person accepting it on that person’s behalf.
199(4)If, on 2 consecutive occasions, information or material sent by an issuer to a security holder or holder of exchange contracts in accordance with paragraph (1)(b) or (c) is returned, the issuer is not required to send any further information or material to the security holder or holder of exchange contracts until the holder informs the issuer in writing of the holder’s new address.
2008, c.22, s.62
Sending information or material
199(1)Unless otherwise provided by New Brunswick securities law, any information or material that under New Brunswick securities law is sent or is required to be sent to a person may be
(a) served on the person in the manner in which personal service may be made under the Rules of Court,
(b) sent to the person by mail, or
(c) sent to the person by electronic means.
199(1.1)Information or material sent to a person under paragraph (1)(b) or (c) shall be sent to the person
(a) at the latest address known for that person by the sender of the information or material,
(b) at the address for service in New Brunswick filed by that person with the Executive Director, or
(c) at the address of the person’s solicitor if the person, or the solicitor, has advised that the solicitor is acting for the person.
199(2)Information or material shall be deemed to have been personally served on the Commission if it is deposited at the offices of the Commission during the normal business hours of the Commission.
199(3)Information or material sent in accordance with paragraph (1)(b) shall be deemed to have been received by the person to whom it was sent
(a) if mailed by ordinary mail, on the seventh day after mailing, or
(b) if mailed by registered mail, on the earlier of the seventh day after mailing and the day its receipt was acknowledged in writing by the person to whom it was sent or by a person accepting it on that person’s behalf.
199(4)If, on 3 consecutive occasions, information or material sent by an issuer to a security holder in accordance with paragraph (1)(b) is returned, the issuer is not required to send any further information or material to the security holder until the security holder informs the issuer in writing of the security holder’s new address.
2008, c.22, s.62
Sending information or material
199(1)Unless otherwise provided by New Brunswick securities law, any information or material that under New Brunswick securities law is sent or is required to be sent to a person may be
(a) served on the person in the manner in which personal service may be made under the Rules of Court, or
(b) mailed to the person at the latest address known for that person by the sender of the information or material, at the address for service in New Brunswick filed by that person with the Executive Director or at the address of the person’s solicitor if the person, or the solicitor, has advised that the solicitor is acting for the person.
199(2)Information or material shall be deemed to have been personally served on the Commission if it is deposited at the offices of the Commission during the normal business hours of the Commission.
199(3)Information or material sent in accordance with paragraph (1)(b) shall be deemed to have been received by the person to whom it was sent
(a) if mailed by ordinary mail, on the seventh day after mailing, or
(b) if mailed by registered mail, on the earlier of the seventh day after mailing and the day its receipt was acknowledged in writing by the person to whom it was sent or by a person accepting it on that person’s behalf.
199(4)If, on 3 consecutive occasions, information or material sent by an issuer to a security holder in accordance with paragraph (1)(b) is returned, the issuer is not required to send any further information or material to the security holder until the security holder informs the issuer in writing of the security holder’s new address.