Acts and Regulations

S-5.5 - Securities Act

Full text
Exercise of discretion
2007, c.38, s.190
195.5(1)Subject to the regulations, if the Commission, the Tribunal or the Executive Director is empowered to make a decision regarding a person, a trade, a security or a derivative, the Commission, the Tribunal or the Executive Director may make the decision on the basis that the Commission, the Tribunal or the Executive Director, as the case may be, considers that an extra-provincial securities commission or a self-regulatory organization has made a substantially similar decision regarding the person, trade, security or derivative.
195.5(2)Notwithstanding any other provision of this Act, but subject to the regulations, the Commission, the Tribunal or the Executive Director may make a decision referred to in subsection (1) without giving a person affected by the decision an opportunity to be heard.
2007, c.38, s.190; 2008, c.22, s.61; 2013, c.31, s.36; 2013, c.43, s.44
Exercise of discretion
2007, c.38, s.190
195.5(1)Subject to the regulations, if the Commission, the Tribunal or the Executive Director is empowered to make a decision regarding a person, a trade, a security or an exchange contract, the Commission, the Tribunal or the Executive Director may make the decision on the basis that the Commission, the Tribunal or the Executive Director, as the case may be, considers that an extra-provincial securities commission or a self-regulatory organization has made a substantially similar decision regarding the person, trade, security or exchange contract.
195.5(2)Notwithstanding any other provision of this Act, but subject to the regulations, the Commission, the Tribunal or the Executive Director may make a decision referred to in subsection (1) without giving a person affected by the decision an opportunity to be heard.
2007, c.38, s.190; 2008, c.22, s.61; 2013, c.31, s.36
Exercise of discretion
2007, c.38, s.190
195.5(1)Subject to the regulations, if the Commission or the Executive Director is empowered to make a decision regarding a person, a trade, a security or an exchange contract, the Commission or the Executive Director may make the decision on the basis that the Commission or the Executive Director, as the case may be, considers that an extra-provincial securities commission or a self-regulatory organization has made a substantially similar decision regarding the person, trade, security or exchange contract.
195.5(2)Notwithstanding any other provision of this Act, but subject to the regulations, the Commission or Executive Director may make a decision referred to in subsection (1) without giving a person affected by the decision an opportunity to be heard.
2007, c.38, s.190; 2008, c.22, s.61
Exercise of discretion
2007, c.38, s.190
195.5(1)Subject to the regulations, if the Commission or the Executive Director is empowered to make a decision regarding a person, trade or security, the Commission or the Executive Director may make a decision on the basis that the Commission or the Executive Director, as the case may be, considers that an extra-provincial securities commission has made a substantially similar decision regarding the person, trade or security.
195.5(2)Notwithstanding any other provision of this Act, but subject to the regulations, the Commission or Executive Director may make a decision referred to in subsection (1) without giving a person affected by the decision an opportunity to be heard.
2007, c.38, s.190