Acts and Regulations

S-5.5 - Securities Act

Section 195.1
Disposition versions

Full text
Definitions and interpretation
2007, c.38, s.190
195.1(1)The following definitions apply in this Part.
“extra-provincial authority” means any power, function or duty of an extra-provincial securities commission that is, or is intended to be, performed or exercised by that commission under the extra-provincial securities or derivatives laws under which that commission operates.(compétences extraprovinciales)
“extra-provincial securities commission” means a body empowered under the laws of a province or territory of Canada other than New Brunswick to regulate trading in securities or derivatives or to administer or enforce laws respecting trading in securities or derivatives.(commission des valeurs mobilières extraprovinciale)
“extra-provincial securities laws” Repealed: 2013, c.43, s.39
“extra-provincial securities or derivatives laws” means the laws of a province or territory of Canada other than New Brunswick that, with respect to that province or territory, deal with the regulation of securities or derivatives markets and the trading in securities or derivatives in the province or territory.(législation extraprovinciale régissant les valeurs mobilières ou les dérivés)
“New Brunswick authority” means a power, function or duty of the Commission, the Tribunal or the Executive Director that is, or is intended to be, performed or exercised by the Commission, the Tribunal or the Executive Director under New Brunswick securities law.(compétences du Nouveau-Brunswick)
195.1(2)A reference to an extra-provincial securities commission shall be construed to include, unless otherwise provided in this Act or the regulations,
(a) its delegate, and
(b) any person who in respect of that extra-provincial securities commission exercises a power or performs a duty or function that is substantially similar to a power, duty or function exercised or performed by the Executive Director under this Act or the regulations.
2007, c.38, s.190; 2008, c.22, s.59; 2013, c.31, s.36; 2013, c.43, s.39
Definitions and interpretation
2007, c.38, s.190
195.1(1)The following definitions apply in this Part.
“extra-provincial authority” means any power, function or duty of an extra-provincial securities commission that is, or is intended to be, performed or exercised by that commission under the extra-provincial securities laws under which that commission operates.(compétences extraprovinciales)
“extra-provincial securities commission” means a body empowered under the laws of a province or territory of Canada other than New Brunswick to regulate trading in securities or exchange contracts or to administer or enforce laws respecting trading in securities or exchange contracts.(commission des valeurs mobilières extraprovinciale)
“extra-provincial securities laws” means the laws of a province or territory of Canada other than New Brunswick that, with respect to that province or territory, deal with the regulation of securities markets and the trading in securities or exchange contracts in the province or territory.(législation extraprovinciale régissant les valeurs mobilières)
“New Brunswick authority” means a power, function or duty of the Commission, the Tribunal or the Executive Director that is, or is intended to be, performed or exercised by the Commission, the Tribunal or the Executive Director under New Brunswick securities law.(compétences du Nouveau-Brunswick)
195.1(2)A reference to an extra-provincial securities commission shall be construed to include, unless otherwise provided in this Act or the regulations,
(a) its delegate, and
(b) any person who in respect of that extra-provincial securities commission exercises a power or performs a duty or function that is substantially similar to a power, duty or function exercised or performed by the Executive Director under this Act or the regulations.
2007, c.38, s.190; 2008, c.22, s.59; 2013, c.31, s.36
Definitions and interpretation
2007, c.38, s.190
195.1(1)The following definitions apply in this Part.
“extra-provincial authority” means any power, function or duty of an extra-provincial securities commission that is, or is intended to be, performed or exercised by that commission under the extra-provincial securities laws under which that commission operates.(compétences extraprovinciales)
“extra-provincial securities commission” means a body empowered under the laws of a province or territory of Canada other than New Brunswick to regulate trading in securities or exchange contracts or to administer or enforce laws respecting trading in securities or exchange contracts.(commission des valeurs mobilières extraprovinciale)
“extra-provincial securities laws” means the laws of a province or territory of Canada other than New Brunswick that, with respect to that province or territory, deal with the regulation of securities markets and the trading in securities or exchange contracts in the province or territory.(législation extraprovinciale régissant les valeurs mobilières)
“New Brunswick authority” means any power, function or duty of the Commission or of the Executive Director that is, or is intended to be, performed or exercised by the Commission or the Executive Director under New Brunswick securities law.(compétences du Nouveau-Brunswick)
195.1(2)A reference to an extra-provincial securities commission shall be construed to include, unless otherwise provided in this Act or the regulations,
(a) its delegate, and
(b) any person who in respect of that extra-provincial securities commission exercises a power or performs a duty or function that is substantially similar to a power, duty or function exercised or performed by the Executive Director under this Act or the regulations.
2007, c.38, s.190; 2008, c.22, s.59
Definitions and interpretation
2007, c.38, s.190
195.1(1)The following definitions apply in this Part.
“extra-provincial authority” means any power, function or duty of an extra-provincial securities commission that is, or is intended to be, performed or exercised by that commission under the extra-provincial securities laws under which that commission operates.(compétences extraprovinciales)
“extra-provincial securities commission” means a body empowered under the laws of a province or territory of Canada other than New Brunswick to regulate trading in securities or to administer or enforce laws respecting trading in securities.(commission des valeurs mobilières extraprovinciale)
“extra-provincial securities laws” means the laws of a province or territory of Canada other than New Brunswick that, with respect to that province or territory, deal with the regulation of securities markets and the trading in securities in the province or territory.(législation extraprovinciale régissant les valeurs mobilières)
“New Brunswick authority” means any power, function or duty of the Commission or of the Executive Director that is, or is intended to be, performed or exercised by the Commission or the Executive Director under New Brunswick securities law.(compétences du Nouveau-Brunswick)
195.1(2)A reference to an extra-provincial securities commission shall be construed to include, unless otherwise provided in this Act or the regulations,
(a) its delegate, and
(b) any person who in respect of that extra-provincial securities commission exercises a power or performs a duty or function that is substantially similar to a power, duty or function exercised or performed by the Executive Director under this Act or the regulations.
2007, c.38, s.190