Acts and Regulations

S-5.5 - Securities Act

Full text
Enforcement orders when registration has expired or been cancelled or surrendered
Repealed: 2019, c.32, s.11
2008, c.22, s.57; 2019, c.32, s.11
190Repealed: 2019, c.32, s.12
2007, c.38, s.185; 2008, c.22, s.58; 2013, c.31, s.36; 2019, c.32, s.12
Enforcement orders when registration has expired or been cancelled or surrendered
2008, c.22, s.57
190Notwithstanding that the registration of a registrant has expired or been cancelled or that the Executive Director has accepted the surrender of the registration of the registrant, the Tribunal may make an order under subsection 184(1) or (1.1) or section 185 within 2 years after the later of
(a) the date on which the registration of the registrant expired, the date on which the registration of the registrant was cancelled or the date of acceptance by the Executive Director of the surrender of the registration of the registrant, as the case may be, and
(b) the commencement of a proceeding under this Act or the regulations.
2007, c.38, s.185; 2008, c.22, s.58; 2013, c.31, s.36
Enforcement orders when registration has expired or been cancelled or surrendered
2008, c.22, s.57
190Notwithstanding that the registration of a registrant has expired or been cancelled or that the Executive Director has accepted the surrender of the registration of the registrant, the Commission may make an order under subsection 184(1) or (1.1) or section 185 within 2 years after the later of
(a) the date on which the registration of the registrant expired, the date on which the registration of the registrant was cancelled or the date of acceptance by the Executive Director of the surrender of the registration of the registrant, as the case may be, and
(b) the commencement of a proceeding under this Act or the regulations.
2007, c.38, s.185; 2008, c.22, s.58
Enforcement orders when registration has expired or been cancelled or voluntarily surrendered
190Notwithstanding that the registration of a registrant has expired or been cancelled or that the Executive Director has accepted the voluntary surrender of the registration of the registrant, the Commission may make an order under subsection 184(1) or section 185 within 2 years after the later of
(a) the date on which the registration of the registrant expired, the date on which the registration of the registrant was cancelled or the date of acceptance by the Executive Director of the voluntary surrender of the registration of the registrant, as the case may be, and
(b) the commencement of a proceeding under this Act or the regulations.
2007, c.38, s.185
Enforcement orders when registration has expired or been cancelled or voluntarily surrendered
190Notwithstanding that the registration of a registrant has expired or been cancelled or that the Executive Director has accepted the voluntary surrender of the registration of the registrant, the Commission may make an order under subsection 184(1) or section 185 within 2 years after the later of
(a) the date on which the registration of the registrant expired, the date on which the registration of the registrant was cancelled or the date of acceptance by the Executive Director of the voluntary surrender of the registration of the registrant, as the case may be, and
(b) the commencement of a proceeding under this Act.