Acts and Regulations

S-5.5 - Securities Act

Section 188.2
Disposition versions

Full text
Failure to comply with filing requirements
2007, c.38, s.184
188.2(1)For the reasons set out in subsection (2), the Executive Director, without a hearing, may make an order applicable generally, or to any person or class of persons specified in the order, that trading in a security or in a class of securities specified in the order shall cease.
188.2(2)The Executive Director may make an order under subsection (1) if the issuer of the security or the person in respect of which the order is made
(a) fails to file a document or record required to be filed under this Act or the regulations, or
(b) files a document or record required to be filed under this Act or the regulations, which document or record has not been completed in accordance with this Act or the regulations.
188.2(3)An order made under subsection (1) shall be revoked as soon as possible after the document or record referred to in the order, completed in accordance with this Act and the regulations, is filed.
188.2(4)The Executive Director shall send to any person directly affected by an order made under subsection (1) a written notice of the order and a written notice of a revocation of the order, if any.
2007, c.38, s.184; 2008, c.22, s.56; 2013, c.43, s.36
Failure to comply with filing requirements
2007, c.38, s.184
188.2(1)For the reasons set out in subsection (2), the Executive Director, without a hearing, may make an order applicable generally, or to any person or class of persons specified in the order, that trading in a security or an exchange contract specified in the order or in a class of securities or a class of exchange contracts specified in the order shall cease.
188.2(2)The Executive Director may make an order under subsection (1) if the issuer of the security or exchange contract or the person in respect of which the order is made
(a) fails to file a document or record required to be filed under this Act or the regulations, or
(b) files a document or record required to be filed under this Act or the regulations, which document or record has not been completed in accordance with this Act or the regulations.
188.2(3)An order made under subsection (1) shall be revoked as soon as possible after the document or record referred to in the order, completed in accordance with this Act and the regulations, is filed.
188.2(4)The Executive Director shall send to any person directly affected by an order made under subsection (1) a written notice of the order and a written notice of a revocation of the order, if any.
2007, c.38, s.184; 2008, c.22, s.56
Failure to comply with filing requirements
2007, c.38, s.184
188.2(1)For the reasons set out in subsection (2), the Executive Director, without a hearing, may make an order applicable generally, or to any person or class of persons specified in the order, that trading in a security or class of securities specified in the order shall cease.
188.2(2)The Executive Director may make an order under subsection (1) if the issuer of the security or the person in respect of which the order is made
(a) fails to file a document or record required to be filed under this Act or the regulations, or
(b) files a document or record required to be filed under this Act or the regulations, which document or record has not been completed in accordance with this Act or the regulations.
188.2(3)An order made under subsection (1) shall be revoked as soon as possible after the document or record referred to in the order, completed in accordance with this Act and the regulations, is filed.
188.2(4)The Executive Director shall send to any person directly affected by an order made under subsection (1) a written notice of the order and a written notice of a revocation of the order, if any.
2007, c.38, s.184