Acts and Regulations

S-5.5 - Securities Act

Full text
Disclosure of investor relations activities
62(1)An issuer, or an issuer’s security holder, who knows that a person is engaged in investor relations activities on behalf of the issuer or a security holder of the issuer shall disclose the fact that the person is engaged in investor relations activities and on whose behalf the person is engaged in those activities to any person who inquires.
62(2)A person engaged in investor relations activities, and an issuer or security holder of the issuer on whose behalf investor relations activities are undertaken, shall ensure that every document disseminated as part of the investor relations activities by the person engaged in those activities clearly and conspicuously discloses that the document is issued by or on behalf of the issuer or security holder.