Acts and Regulations

S-5.5 - Securities Act

Full text
Review of decisions
44(1)The Executive Director or a person directly affected by a decision, ruling, order or direction made under a by-law or other regulatory instrument or practice or policy of an exchange, self-regulatory organization, quotation and trade reporting system, clearing agency, auditor oversight body, a trade repository or a derivatives trading facility may apply to the Tribunal for a hearing and review of the decision, ruling, order or direction within 30 days after the date of the decision, ruling, order or direction.
44(1.1)Despite subsection (1), the Tribunal may extend the period under subsection (1), before or after the expiration of the time, if it is satisfied that there are reasonable grounds for an extension.
44(2)Section 193 applies to the hearing and review of the decision, ruling, order or direction in the same manner as it applies to a hearing and review of a decision of the Executive Director.
44(3)If the decision, ruling or order of a self-regulatory organization relates to an investigation or disciplinary proceeding conducted by that organization, the director, officer, employee or agent of the self-regulatory organization who conducted the investigation or initiated or conducted the disciplinary proceeding
(a) is deemed to be directly affected by the decision, ruling or order, and
(b) may apply to the Tribunal under subsection (1) for a hearing and review of the decision, ruling or order.
2011, c.43, s.17; 2013, c.31, s.36; 2013, c.43, s.12; 2017, c.48, s.15; 2019, c.32, s.4
Review of decisions
44(1)The Executive Director or a person directly affected by a decision, ruling, order or direction made under a by-law or other regulatory instrument or practice or policy of an exchange, self-regulatory organization, quotation and trade reporting system, clearing agency, auditor oversight body, a trade repository or a derivatives trading facility may apply to the Tribunal for a hearing and review of the decision, ruling, order or direction within 30 days after the date of the decision, ruling, order or direction.
44(1.1)Despite subsection (1), the Tribunal may extend the period under subsection (1), before or after the expiration of the time, if it is satisfied that there are reasonable grounds for an extension.
44(2)Section 193 applies to the hearing and review of the decision, ruling, order or direction in the same manner as it applies to a hearing and review of a decision of the Executive Director.
2011, c.43, s.17; 2013, c.31, s.36; 2013, c.43, s.12; 2017, c.48, s.15
Review of decisions
44(1)The Executive Director or a person directly affected by a decision, ruling, order or direction made under a by-law or other regulatory instrument or practice or policy of an exchange, self-regulatory organization, quotation and trade reporting system, clearing agency, auditor oversight body, a trade repository or a derivatives trading facility may apply to the Tribunal for a hearing and review of the decision, ruling, order or direction.
44(2)Section 193 applies to the hearing and review of the decision, ruling, order or direction in the same manner as it applies to a hearing and review of a decision of the Executive Director.
2011, c.43, s.17; 2013, c.31, s.36; 2013, c.43, s.12
Review of decisions
44(1)The Executive Director or a person directly affected by a decision, ruling, order or direction made under a by-law or other regulatory instrument or practice or policy of an exchange, self-regulatory organization, quotation and trade reporting system, clearing agency or auditor oversight body may apply to the Tribunal for a hearing and review of the decision, ruling, order or direction.
44(2)Section 193 applies to the hearing and review of the decision, ruling, order or direction in the same manner as it applies to a hearing and review of a decision of the Executive Director.
2011, c.43, s.17; 2013, c.31, s.36
Review of decisions
44(1)The Executive Director or a person directly affected by a decision, ruling, order or direction made under a by-law or other regulatory instrument or practice or policy of an exchange, self-regulatory organization, quotation and trade reporting system, clearing agency or auditor oversight body may apply to the Commission for a hearing and review of the decision, ruling, order or direction.
44(2)Section 193 applies to the hearing and review of the decision, ruling, order or direction in the same manner as it applies to a hearing and review of a decision of the Executive Director.
2011, c.43, s.17
Review of decisions
44(1)The Executive Director or a person directly affected by a decision, ruling, order or direction made under a by-law or other regulatory instrument or practice or policy of an exchange, self-regulatory organization, quotation and trade reporting system or clearing agency may apply to the Commission for a hearing and review of the decision, ruling, order or direction.
44(2)Section 193 applies to the hearing and review of the decision, ruling, order or direction in the same manner as it applies to a hearing and review of a decision of the Executive Director.