Offences in respect of self-regulatory organizations
180A person who is a member or an employee of a member of a self-regulatory organization that is recognized by the Commission for the purposes of this section and who does any of the following commits an offence and is liable on conviction to a fine of not more than $1,000,000 or to imprisonment for a term of not more than 5 years less a day, or to both:
(a)
contravenes or fails to comply with any by-law or other regulatory instrument or practice or policy of the self-regulatory organization, or
(b)
contravenes or fails to comply with a decision, ruling, order or direction made under a by-law or other regulatory instrument or practice or policy of the self-regulatory organization.