Acts and Regulations

S-5.5 - Securities Act

Full text
Investigation order
171(1)The Commission may, by order, appoint a person as an investigator to make such investigation as the Commission considers expedient
(a) for the administration of New Brunswick securities law,
(b) to assist in the administration of the securities or derivatives laws of another jurisdiction,
(c) in respect of matters relating to trading in securities or derivatives in New Brunswick, or
(d) in respect of matters in New Brunswick relating to trading in securities or derivatives in another jurisdiction.
171(2)In its order, the Commission shall specify the scope of an investigation to be carried out under subsection (1).
2007, c.38, s.177; 2008, c.22, s.48; 2013, c.43, s.30
Investigation order
171(1)The Commission may, by order, appoint a person as an investigator to make such investigation as the Commission considers expedient
(a) for the administration of New Brunswick securities law,
(b) to assist in the administration of the securities laws of another jurisdiction,
(c) in respect of matters relating to trading in securities in New Brunswick, or
(d) in respect of matters in New Brunswick relating to trading in securities in another jurisdiction.
171(2)In its order, the Commission shall specify the scope of an investigation to be carried out under subsection (1).
2007, c.38, s.177; 2008, c.22, s.48
Investigation order
171(1)The Commission may, by order, appoint a person as an investigator to make such investigation as the Commission considers expedient
(a) for the administration of this Act or the regulations,
(b) to assist in the administration of the securities laws of another jurisdiction,
(c) in respect of matters relating to trading in securities in New Brunswick, or
(d) in respect of matters in New Brunswick relating to trading in securities in another jurisdiction.
171(2)In its order, the Commission shall specify the scope of an investigation to be carried out under subsection (1).
2007, c.38, s.177
Investigation order
171(1)The Commission may, by order, appoint a person as an investigator to make such investigation as the Commission considers expedient
(a) for the administration of this Act,
(b) to assist in the administration of the securities laws of another jurisdiction,
(c) in respect of matters relating to trading in securities in New Brunswick, or
(d) in respect of matters in New Brunswick relating to trading in securities in another jurisdiction.
171(2)In its order, the Commission shall specify the scope of an investigation to be carried out under subsection (1).