Acts and Regulations

91-195 - General

Section 4
Disposition versions

Full text
Application for registration of pension plan
4(1)An application for registration of a pension plan under subsection 10(2) of the Act shall be accompanied by the prescribed fee, by all copies required under paragraphs 10(2)(b) to (d) of the Act and by a certified copy of the following documents and information:
(a) any deposit contracts with an insurance company;
(b) any group annuity contract;
(c) a written statement of investment policies and goals in accordance with subsection 44(3);
(d) a cost certificate in accordance with subsections (2) and (3);
(e) any reciprocal transfer agreement entered into in respect of the plan;
(f) if applicable, a substitute actuarial valuation report in accordance with subsection 9(3); and
(g) any information provided under subsection 23(1) of the Act and subsection 13(1).
4(2)A cost certificate required under paragraph (1)(d) shall be
(a) for a pension plan established on a date before the commencement of section 10 of the Act, the more recently prepared of
(i) a cost certificate prepared as of that date, and
(ii) the most recently prepared cost certificate, or
(b) for a pension plan established on or after the commencement of section 10 of the Act, prepared as of the effective date of the plan.
4(3)Subsections 9(7) and (8) apply with the necessary modifications to a cost certificate required under paragraph (1)(d).
2015-59
Application for registration of pension plan
4(1)An application for registration of a pension plan under subsection 10(2) of the Act shall be in Form 1 and shall be accompanied by the prescribed fee, by all copies required under paragraphs 10(2)(b) to (d) of the Act and by a certified copy of the following documents and information:
(a) any deposit contracts with an insurance company;
(b) any group annuity contract;
(c) a written statement of investment policies and goals in accordance with subsection 44(3);
(d) a cost certificate in accordance with subsections (2) and (3);
(e) any reciprocal transfer agreement entered into in respect of the plan;
(f) if applicable, a substitute actuarial valuation report in accordance with subsection 9(3); and
(g) any information provided under subsection 23(1) of the Act and subsection 13(1).
4(2)A cost certificate required under paragraph (1)(d) shall be
(a) for a pension plan established on a date before the commencement of section 10 of the Act, the more recently prepared of
(i) a cost certificate prepared as of that date, and
(ii) the most recently prepared cost certificate, or
(b) for a pension plan established on or after the commencement of section 10 of the Act, prepared as of the effective date of the plan.
4(3)Subsections 9(7) and (8) apply with the necessary modifications to a cost certificate required under paragraph (1)(d).
Application for registration of pension plan
4(1)An application for registration of a pension plan under subsection 10(2) of the Act shall be in Form 1 and shall be accompanied by the prescribed fee, by all copies required under paragraphs 10(2)(b) to (d) of the Act and by a certified copy of the following documents and information:
(a) any deposit contracts with an insurance company;
(b) any group annuity contract;
(c) a written statement of investment policies and goals in accordance with subsection 44(3);
(d) a cost certificate in accordance with subsections (2) and (3);
(e) any reciprocal transfer agreement entered into in respect of the plan;
(f) if applicable, a substitute actuarial valuation report in accordance with subsection 9(3); and
(g) any information provided under subsection 23(1) of the Act and subsection 13(1).
4(2)A cost certificate required under paragraph (1)(d) shall be
(a) for a pension plan established on a date before the commencement of section 10 of the Act, the more recently prepared of
(i) a cost certificate prepared as of that date, and
(ii) the most recently prepared cost certificate, or
(b) for a pension plan established on or after the commencement of section 10 of the Act, prepared as of the effective date of the plan.
4(3)Subsections 9(7) and (8) apply with the necessary modifications to a cost certificate required under paragraph (1)(d).