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S-5.5
- Securities Act
Table of Contents
Current to 1 January 2024
Securities Act
1
DEFINITIONS AND INTERPRETATION
2
COMMISSION
3
SELF-REGULATORY ORGANIZATIONS AND OTHER REGULATED ENTITIES
3.1
CREDIT RATING ORGANIZATIONS
3.2
BENCHMARKS
4
REGISTRATION
5
TRADING IN SECURITIES OR DERIVATIVES GENERALLY
5.1
EXCHANGE CONTRACTS
Repealed: 2013, c.43, s.26
5.2
DERIVATIVES
6
PROSPECTUS AND DISTRIBUTION
7
CONTINUOUS DISCLOSURE
8
PROXIES ANDPROXY SOLICITATION
9
TAKE-OVER BIDS ANDISSUER BIDS
10
INSIDER TRADING ANDSELF-DEALING
10.1
GOVERNANCE AND OTHER REQUIREMENTS
11
CIVIL LIABILITY
11.1
CIVIL LIABILITY FOR SECONDARY MARKET DISCLOSURE
A
Definitions and Application
B
Liability
C
Burden of proof and defences
D
Damages
E
Procedural Matters
12
RECORD-KEEPING ANDCOMPLIANCE REVIEWS
13
INVESTIGATIONS
14
ENFORCEMENT
15
REVIEWS, REFERRALS AND APPEALS
15.1
INTERJURISDICTIONAL COOPERATION
16
GENERAL PROVISIONS
17
TRANSITIONAL
18
CONSEQUENTIAL AMENDMENTS
19
REPEAL AND COMMENCEMENT
SCHEDULE A