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S-5.5
- Securities Act
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Regulation
1
Chapter
Title
2010-127
Rule-making Procedure
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Table of Contents
Document at 21 December 2011
Securities Act
1
 DEFINITIONS AND INTERPRETATION
2
 COMMISSION
3
 SELF-REGULATORY ORGANIZATIONS AND OTHER REGULATED ENTITIES
3.1
 CREDIT RATING ORGANIZATIONS
4
 REGISTRATION
5
 TRADING IN SECURITIES OR EXCHANGE CONTRACTS GENERALLY
5.1
 EXCHANGE CONTRACTS
6
 PROSPECTUS AND DISTRIBUTION
7
 CONTINUOUS DISCLOSURE
8
 PROXIES ANDPROXY SOLICITATION
9
 TAKE-OVER BIDS ANDISSUER BIDS
10
 INSIDER TRADING ANDSELF-DEALING
11
 CIVIL LIABILITY
11.1
 CIVIL LIABILITY FOR SECONDARY MARKET DISCLOSURE
A
 Definitions and Application
B
 Liability
C
 Burden of proof and defences
D
 Damages
E
 Procedural Matters
12
 RECORD-KEEPING ANDCOMPLIANCE REVIEWS
13
 INVESTIGATIONS
14
 ENFORCEMENT
15
 REVIEWS, REFERRALS AND APPEALS
15.1
 INTERJURISDICTIONAL COOPERATION
16
 GENERAL PROVISIONS
17
 TRANSITIONAL
18
 CONSEQUENTIAL AMENDMENTS
19
 REPEAL AND COMMENCEMENT
SCHEDULE A
0
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