Acts and Regulations

A-11.1 - Archives Act

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Document at 13 March 2012
CHAPTER A-11.1
Archives Act
Assented to May 31, 1977
Her Majesty, by and with the advice and consent of the Legislative Assembly of New Brunswick, enacts as follows:
Definitions
1In this Act
“Committee” means the Public Records Committee constituted under section 6;(Comité)
“community board” means a community board as defined in the Schools Act;(comité scolaire)
“department” includes(ministère)
(a) the departments as defined under the Financial Administration Act,
(a.1) a public body as defined in the Right to Information and Protection of Privacy Act, excluding the following public bodies:
(i) The University of New Brunswick;
(ii) Université de Moncton;
(iii) St. Thomas University;
(iv) Mount Allison University;
(b) any board, commission, task force, crown corporation or other agency of the Province,
(c) the office of the Clerk of the Legislative Assembly, and
(d) any court established by the Province;
“hospital corporation” Repealed: 2002, c.1, s.2
“identifiable individual” means an individual who can be identified by the contents of information because the information(particulier identifiable)
(a) includes the individual’s name,
(b) makes the individual’s identity obvious, or
(c) is likely in the circumstances to be combined with other information that includes the individual’s name or makes the individual’s identity obvious;
“Minister” means the Minister of Transportation and Infrastructure;(Ministre)
“personal information” means information about an identifiable individual;(renseignement personnel)
“public records” means the books, papers and records vested in Her Majesty under the Public Records Act, and includes records(documents publics)
(a) prepared or received by any department pursuant to an Act of the Legislature or in connection with the transaction of public business,
(b) preserved or appropriate for preservation by a department,
(c) containing information on the organization, functions, procedures, policies or activites of a department, or other information of past, present or potential value to the Province,
but does not include
(d) library or museum objects made or acquired and preserved solely for reference or exhibition purposes,
(e) extra copies of records created only for convenience of reference,
(f) working papers, or
(g) stocks of publications or printed documents;
“records” means(documents)
(a) correspondence, memoranda, forms and other papers and books;
(b) maps, plans and charts;
(c) photographs, prints and drawings;
(d) motion picture films, microfilms and video tapes;
(e) sound recordings, magnetic tapes, computer cards and other machine readable records; and
(f) all other documentary materials regardless of physical form or characteristics;
“records schedule” means a timetable that describes the lifespan of a record from the time of its creation through active and dormant stages to its final disposition either as waste or as a record of legal or historical value to be permanently preserved;(tableau de conservation de documents)
“regional health authority” means a regional health authority as defined in the Regional Health Authorities Act;(régie régionale de la santé)
“school board” means a school board as defined in the Schools Act.(conseil scolaire)
1983, c.30, s.3; 1986, c.8, s.10; 1986, c.11, s.1; 1992, c.2, s.6; 1995, c.51, s.7; 1998, c.P-19.1, s.8; 2002, c.1, s.2; 2009, c.R-10.6, s.87; 2010, c.31, s.20
Administration
2The Minister is responsible for the administration of this Act and may designate persons to act on his behalf.
Archives
3The Archives are to consist of all the records in the care, custody and control of the Provincial Archivist at the coming into force of this Act, all records that under this or any other Act are placed in the care, custody and control of the Provincial Archivist and books, papers and records vested in Her Majesty under the Public Records Act.
Provincial Archivist
4There shall be a Provincial Archivist appointed in accordance with the Civil Service Act.
Duties of Provincial Archivist
5(1)The duties of the Provincial Archivist are
(a) to have the care, custody and control of the Archives;
(b) to prepare records schedules governing the retention, destruction and transfer of public records to the Archives;
(c) to provide economical storage facilities for public records and to encourage the use of such facilities;
(d) to encourage the use by departments, municipalities and rural communities of modern records storage and classification systems in order to ensure that important policies and programs are documented and that public records are protected against deterioration, loss and destruction;
(e) to discover, collect and preserve records having any bearing upon the history of New Brunswick;
(f) to copy and publish copies of records relating to the history of New Brunswick;
(g) to classify, index and catalogue all records in his custody; and
(h) to perform such other duties as are prescribed by the Lieutenant-Governor in Council.
5(2)The Provincial Archivist may acquire by gift, bequest, loan or purchase and place in the Archives for preservation records having any bearing upon the history of New Brunswick upon such terms and conditions as are stated by the person giving, bequeathing, lending or selling the records.
1982, c.3, s.3; 2005, c.7, s.2
Public Records Committee
6(1)There is hereby established a committee to be known as the Public Records Committee consisting of
(a) the Provincial Archivist who shall be Chairman,
(b) the Deputy Minister of Justice and Consumer Affairs, or a person designated by him to act on his behalf,
(c) the Comptroller or a person designated by him to act on his behalf,
(d) the Secretary of the Board of Management or a person designated by him to act on his behalf, and
(e) such other persons as are appointed by the Lieutenant-Governor in Council.
6(2)The Committee shall meet from time to time to advise the Provincial Archivist on matters relating to the retention and disposal of public records.
1984, c.44, s.11; 2006, c.16, s.12
Documents in records schedule
7(1)Public records referred to in a records schedule approved by the Provincial Archivist shall be disposed of in accordance with that records schedule.
7(2)Where any dispute arises between the Provincial Archivist and a department concerning the establishment or implementation of a records schedule, the Provincial Archivist may submit the matter to the Committee and after an investigation the Committee shall make recommendations to the Lieutenant-Governor in Council with respect to that dispute.
7(3)The Lieutenant-Governor in Council, by order in council, may make directions with respect to the dispute.
Destruction or removal of public records
8Public records shall not be destroyed or removed from the ownership or control of the Province unless such destruction or removal is authorized under this Act.
Wrongful withholding of public records
9(1)Upon a summary application of the Minister, supported by affidavit, a Judge of The Court of Queen’s Bench of New Brunswick may make an order requiring the person wrongfully withholding public records to deliver them to the proper custodian or to such person as is named in the order.
9(2)The Judge may grant an order in the first instance or issue a summons to show cause, and costs shall be in the discretion of the Judge.
1979, c.41, s.5; 1982, c.3, s.3
Public inspection of public records
10(1)Subject to subsections (2) and (3), all public records transferred to the Archives and in the possession, care, custody and control of the Provincial Archivist are available for public inspection.
10(2)Subsection (1) does not apply to public records that, for the purpose of temporary storage, have been placed in storage facilities provided by the Provincial Archivist.
10(3)Subject to subsections (3.1), (4), (6), (7) and (8), public records are unavailable for public inspection under this Act where the inspection
(a) would disclose information the confidentiality of which is protected by law;
(b) would reveal personal information concerning another person;
(b.1) would reveal personal information concerning the applicant that
(i) was provided by another person in confidence, or is confidential in nature, or
(ii) could reasonably be expected to threaten the safety or mental or physical health of the applicant or another person;
(c) would cause financial loss or gain to a person or department, or would jeopardize negotiations leading to an agreement or contract;
(d) would reveal financial, commercial, technical or scientific information
(i) given by an individual or a corporation that is a going concern in connection with financial assistance applied for or given under the authority of a statute or regulation of the Province, or
(ii) given in or pursuant to an agreement entered into under the authority of a statute or regulation, if the information relates to the internal management or operations of a corporation that is a going concern;
(e) would violate the confidentiality of information obtained from another government;
(f) would be detrimental to the proper custody, control or supervision of persons under sentence;
(g) would disclose legal opinions or advice provided to a person or department by a law officer of the Crown, or privileged communications as between solicitor and client in a matter of department business;
(g.1) would disclose information respecting the access to or security of particular buildings, other structures or systems, including computer or communication systems, or would disclose information respecting the access to or security of methods employed to protect such buildings, other structures or systems;
(g.2) would disclose the subject or substance
(i) of minutes of the meetings of a school board, of a community board, of the board of trustees of a regional health authority or of a committee of any such board, that were not open to the public,
(ii) of briefings to members of such a board or committee respecting matters that were, are or are proposed to be brought before such a meeting, or
(iii) of discussions, consultations or deliberations among members of such a board or committee respecting such a meeting;
(g.3) would disclose advice, opinions, proposals, recommendations, analyses or policy options provided, given or made to or for a school board, a community board, the board of directors of a regional health authority or a committee of any such board for the purposes of the board or committee in exercising its powers and performing its duties and functions;
(h) Repealed: 1995, c.51, s.7
(h.1) would disclose opinions or recommendations for a Minister or the Executive Council;
(i) would disclose the substance of proposed legislation or regulations;
(j) would reveal information gathered by police, including the Royal Canadian Mounted Police, in the course of investigating any illegal activity or suspected illegal activity, or the source of such information;
(k) would disclose any information reported to the Attorney General or his agent with respect to any illegal activity or suspected illegal activity, or the source of such information; or
(l) would impede an investigation, inquiry or the administration of justice.
10(3.1)Paragraphs (3)(g.1) to (g.3) and (h.1) do not apply to public records that were in the care, custody and control of the Provincial Archivist and were available for public inspection before those paragraphs came into force.
10(4)Public records referred to in paragraph (3)(b) are available for public inspection after
(a) one hundred years following the date of birth of the person to whom the personal information relates,
(b) the person to whom the personal information relates consents in writing to the inspection, or
(c) the Committee or a judge of The Court of Queen’s Bench of New Brunswick has granted a request for inspection for research or statistical purposes.
10(5)Where uncertainty exists regarding a date of birth referred to in paragraph (4)(a), the determination of the date by the Provincial Archivist is final.
10(6)Public records referred to in paragraph (3)(e) are available for public inspection if the government from which the information was obtained
(a) consents in writing to the inspection, or
(b) makes the information public.
10(7)Public records referred to in paragraph (3)(g) are available for public inspection after fifty years following the date of their creation.
10(8)Public records referred to in paragraph (3)(h.1) are available for public inspection after twenty years following the date of their creation.
10(9)Notwithstanding subsections (3) to (8) and sections 10.1 to 10.9, an authorized representative of the department from which a public record has been transferred, may inspect the public record for any purpose not inconsistent with the purpose for which the public record was obtained or created by the department.
10(10)Subsection (3) does not apply to a public record
(a) that is available for public inspection at a location other than the Archives, or
(b) that was available for public inspection before it was transferred to the Archives.
10(11)Notwithstanding subsection 10.9(8), the onus shall be on a person requesting to inspect a public record to satisfy the Provincial Archivist that the public record is one referred to in subsection (10).
1986, c.11, s.2; 1995, c.51, s.7; 1998, c.P-19.1, s.8; 2002, c.1, s.2
Request to inspect public records
10.1(1)A person wishing to inspect a public record referred to in subsection 10(3) shall submit on a form provided by the Provincial Archivist a request to inspect the public record.
Request to inspect public records
10.1(2)Where in the opinion of the Provincial Archivist a portion of a public record is unavailable for public inspection and that portion is severable, the Provincial Archivist shall delete the unavailable portion and shall grant the request with respect to the available portion.
Request to inspect public records
10.1(3)The Provincial Archivist shall reply to a request made under subsection (1) within thirty days after the submission of the request, indicating whether or not all or part of the public record is available for public inspection.
Request to inspect public records
10.1(4)Where the Provincial Archivist denies a request with respect to all or part of a public record, he shall reply in writing to the person making the request, indicating the provisions of this Act under which all or part of the public record is rendered unavailable for public inspection.
Application to review decision of Provincial Archivist
10.1(5)Any person who
(a) for the purpose of doing legitimate research or statistical work, wishes to inspect a public record containing personal information concerning another person, and has first submitted a request which has been denied in whole or in part under subsection (4),
(b) believes that all or part of the public record is available for public inspection, and has first submitted a request which has been denied in whole or in part under subsection (4), or
(c) has not received a reply to a request within the time prescribed in subsection (3),
may submit to the Committee on a form provided by the Provincial Archivist an application for review by the Committee.
Application to review decision of Provincial Archivist
10.1(6)An application for review submitted under paragraph (5)(a) shall include
(a) a request to inspect the public record, specifying the information requested,
(b) a copy of the reply of the Provincial Archivist under subsection (4),
(c) a summary describing the qualifications of the applicant, the nature of the research being done or the statistics being compiled, and the intent of the work,
(d) the reasons why the purpose of the work cannot reasonably be accomplished without inspection of the public record, and
(e) credentials verifying the identity of the applicant and the information given under paragraphs (c) and (d).
Application to review decision of Provincial Archivist
10.1(7)An application for review submitted under paragraph (5)(b) shall include
(a) a request to inspect the public record, specifying the information requested,
(b) a copy of the reply of the Provincial Archivist under subsection (4), and
(c) the reason why the applicant believes that all or part of the public record is available for public inspection.
10.1(8)An application for review submitted under paragraph (5)(c) shall include
(a) a request to inspect the public record, specifying the information requested, and
(b) the date of the submission of the applicant’s request to the Provincial Archivist.
1986, c.11, s.3
Application to review decision of Provincial Archivist
10.2(1)Within thirty days after the submission of an application for review, the Committee shall meet to consider the application and shall advise the applicant in writing of its decision.
10.2(2)Neither the Provincial Archivist nor any representative of the department from which the public record being requested was transferred shall be present during any portion of a meeting by the Committee in which an application for review is considered.
10.2(3)Notwithstanding subsection (2), the Provincial Archivist may appear before the committee considering an application for review under paragraph 10.1(5)(c) in order to explain why he has not replied to a request to inspect a public record.
10.2(4)The Committee may inspect the public record in question while considering an application for review.
10.2(5)A decision of the majority of the members of the Committee considering an application for review is final.
10.2(6)The Committee shall grant a request made under paragraph 10.1(5)(a) or (c) to inspect a public record where it is satisfied
(a) that the public record is available for public inspection, or
(b) that the applicant intends to do legitimate research or statistical work, and that the purpose of the work cannot reasonably be accomplished without inspection of the public record.
10.2(7)In granting under paragraph (6)(b) a request to inspect a public record the Committee may, at its discretion, grant the request with respect to a portion of the public record.
10.2(8)Where the Committee denies a request to inspect a public record in whole or in part, it shall set out in its written decision the reasons for the denial and shall provide the applicant with the forms prescribed by regulation for a referral of the matter to a judge of The Court of Queen’s Bench of New Brunswick or to the Ombudsman under this Act.
10.2(9)The Committee shall grant a request to inspect a public record made under paragraph 10.1(5)(b) where it is satisfied that the public record is available for public inspection.
10.2(10)Where in the opinion of the Committee a portion of a public record is unavailable for public inspection and that portion is severable, the Committee shall delete the unavailable portion and shall grant the request with respect to the available portion.
1986, c.11, s.3
Referral to Court or Ombudsman
10.3(1)Where an applicant is not satisfied with the decision of the Committee or where the Committee fails to reply to a request within the prescribed time, the applicant may in the form and manner prescribed by regulation either
(a) refer the matter to a judge of The Court of Queen’s Bench of New Brunswick, or
(b) refer the matter to the Ombudsman.
10.3(2)Where the applicant refers the matter to a judge of The Court of Queen’s Bench of New Brunswick under subsection (1)
(a) the applicant may not thereafter refer the matter to the Ombudsman under paragraph (1)(b) or under the Ombudsman Act, and
(b) the Ombudsman, in such case, may not act under the authority of this Act or the Ombudsman Act with respect to that matter.
10.3(3)Where the applicant refers the matter to the Ombudsman under subsection (1), the applicant may not, subject to subsection 10.7(1), refer the matter to a judge of The Court of Queen’s Bench of New Brunswick.
10.3(4)The Ombudsman, subject to section 19 of the Ombudsman Act, and The Court of Queen’s Bench of New Brunswick judge may, with respect to any matter referred to them, inspect the public record that is the subject matter of the referral in order to determine the referral, but such inspection shall be made in camera without the presence of any person.
1986, c.11, s.3
Review by Court
10.4(1)The Court of Queen’s Bench of New Brunswick judge shall upon the applicant’s request hold a hearing, and
(a) in the case where the Committee denied the applicant’s request in whole or in part, may order the Committee to grant the request in whole or in part;
(b) in the case where the Committee failed to reply to a request, shall order that the Committee
(i) grant the request, or
(ii) deny the request;
(c) may make any other order that is appropriate.
10.4(2)A copy of the decision of The Court of Queen’s Bench of New Brunswick judge shall be sent to the applicant and to the Committee.
10.4(3)No appeal lies from the decision of The Court of Queen’s Bench of New Brunswick judge under subsection (1).
1986, c.11, s.3
Review by Ombudsman
10.5The Ombudsman shall in accordance with this Act and the power, authority, privileges, rights and duties vested in him under the Ombudsman Act review the matter referred to him within thirty days of having received the referral.
1986, c.11, s.3
Recommendation of Ombudsman
10.6(1)Upon having reviewed the matter referred to him, the Ombudsman shall forthwith, in writing, advise the Committee of his recommendation and shall forward a copy of such recommendation to the person making the referral.
10.6(2)The Ombudsman may in such recommendation
(a) recommend that the Committee grant the request in whole or in part;
(b) in the case where the Committee failed to reply to a request, recommend that the Committee
(i) grant the request in whole or in part, or
(ii) deny the request.
10.6(3)The Committee, upon reviewing the recommendation of the Ombudsman, shall carry out the recommendations of the Ombudsman or make such other decision as it thinks fit and upon making its decision, shall notify, in writing, the person making the referral and shall forward to the Ombudsman a copy of its decision.
1986, c.11, s.3
Appeal from Committee’s decision
10.7(1)Where the person making the referral is not satisfied with the decision of the Committee under subsection 10.6(3), that person may appeal the matter to a judge of The Court of Queen’s Bench of New Brunswick.
10.7(2)Subsection 10.3(4) and section 10.4 apply with the necessary modifications to an appeal made under subsection (1).
1986, c.11, s.3
Award of costs
10.8Where a matter is referred or appealed to a judge of The Court of Queen’s Bench of New Brunswick, the judge shall award costs in favour of the applicant
(a) where the applicant is successful, or
(b) where the applicant is not successful, if the judge considers it to be in the public interest.
1986, c.11, s.3
Where request to inspect public record granted
10.9(1)Where a request to inspect a public record is granted in whole or in part by the Provincial Archivist, the Committee or a judge of The Court of Queen’s Bench of New Brunswick, the Provincial Archivist shall, upon payment of the fee prescribed by regulation, allow the public record or the portion of the public record to be inspected, and to be reproduced in whole or in part.
10.9(2)Where a request to inspect a public record is granted, the public record shall only be provided in the language or languages in which it is made.
10.9(3)A person whose request to inspect personal information concerning another person in a public record has been granted in whole or in part for the purpose of doing legitimate research or statistical work shall not inspect that information until he has completed and returned to the Provincial Archivist an undertaking in the form prescribed by regulation.
10.9(4)Any person who breaches an undertaking commits an offence punishable under Part II of the Provincial Offences Procedure Act as a category F offence.
10.9(5)A person whose request to inspect personal information concerning another person in a public record has been granted in whole or in part for the purpose of doing legitimate research or statistical work shall permit the Provincial Archivist upon the Provincial Archivist’s request to review any research notes and drafts of planned publications that contain information derived from the personal information inspected.
10.9(6)A person whose request to inspect personal information concerning another person in a public record has been granted in whole or in part for the purpose of doing legitimate research or statistical work may be refused access to a public record at any time by the Provincial Archivist if he is satisfied that that person has breached an undertaking.
10.9(7)Sections 10.3, 10.4, 10.5, 10.6, 10.7 and 10.8 and subsection (8) apply with the necessary modifications to a refusal of access by the Provincial Archivist under subsection (6).
10.9(8)In any proceeding under this Act other than an application for review made under subsection 10.1(5), the onus shall be on the Provincial Archivist to show that there is no right to the information that is the subject of the proceeding.
1986, c.11, s.3; 2008, c.11, s.3
Certified copies of public records
11The signature of the Provincial Archivist certifying a copy of a public record to be a true copy is proof of the fact that the Provincial Archivist has in his lawful possession the original public record or a duplication, photocopy, microfilm or other reproduction of that public record, and any copy so signed and certified is and shall be deemed to be equivalent to the original record.
1986, c.11, s.4
Offences and penalties
12A person who unlawfully damages, mutilates or destroys any public record or removes or withholds from the possession of the Archives or a department any public record commits an offence punishable under Part II of the Provincial Offences Procedure Act as a category F offence.
1986, c.11, s.5; 1990, c.61, s.10
Regulations
13The Lieutenant-Governor in Council may make regulations
(a) prescribing additional duties of the Provincial Archivist;
(b) prescribing a tariff of charges to be made for the use of the facilities and services of the Archives;
(b.1) prescribing the form and manner of applications, referrals and appeals under this Act;
(b.2) prescribing forms;
(b.3) prescribing exceptions to public records that are unavailable for public inspection under subsection 10(3);
(c) respecting the transfer of public records to the Archives;
(d) prescribing the hours and days during which the Archives shall be open to the public; and
(e) generally for the better administration of this Act.
1986, c.11, s.6; 1995, c.51, s.7
Repeal
14The Archives Act, chapter A-11 of the Revised Statutes, 1973, is repealed.
Commencement
15This Act or any provision thereof comes into force on a day to be fixed by proclamation.
N.B. This Act was proclaimed and came into force June 29, 1977.
N.B. This Act is consolidated to December 17, 2010.